RSC provides the following services:
Set-up of new funds, UCITS, and AIFs (in the relevant legal structure) RAIFs, and the unregulated structures as with discretionary mandates, reviewed legal documentations, oversight of staff of eight to forty individuals and the oversight of funds services, depositary and domiciliation
Report any material compliance-related breaches/exceptions up the compliance functional line
Deliver compliance-related projects in line with EMEA objectives, Ana Credit/ BECRIS, GDPR, and PSD2
Maintain a good and open relationship with the CSSF, NBB and DNB regulator, local authorities, and EMEA headquarters’ compliance division
Maintenance of existing structures:
- Business development, project management, M1- and M2-certified regulatory and statutory reporting, DORA, changing regulatory requirements, and organizational and operational changes
- Define and update relevant documentation (i.e. KPIs, KIDs, KIIDs)
- Assistant treasurer, AML 6th Directives
- FATCA, MiFiD II and CRS framework, GDPR implementation internal trainer
- Client relationship management, ESG, GDPR, and real estate
- KYC/AML/CFT/DD/SARs and STRs (ABC) (AFC), sanctions screening
- FCC compliance testing and controls
- CSSF circulars:12/552, 18/698, 17/650, 20/744, and 22/806 revisions Mar-Dec 2020 to present
- GoAML, Closing documents year end,
- CSSF on-site visits, PSF, asset management and investment companies as well as super ManCo/ManCo
- BOD Meetings / RCC Management Committee